Goldman Sachs: The Markets

2026-04-27 · Hosted by — · Goldman Sachs

Executive Summary

Chris Hussey speaks with Greg Torto, head of the small and SMID cap team at Goldman Sachs Asset Management, about the small-cap opportunity. Torto argues small caps are 25-30% cheaper than large caps, benefiting from an improving earnings cycle, reviving M&A and IPO activity, and picks-and-shovels exposure to AI through semiconductor capital equipment and optical connectivity. He favors biotech, semi/semi-cap equipment, and defense innovation as top trades.

Key Stories & Changes

1. Small-Cap Valuation and Earnings Tailwind

  • Small caps are 25-30% cheaper than large caps on valuation

  • Earnings cycle in small caps expected to be more powerful than large-cap earnings cycle

  • Small caps were up 10% in January, historically a bullish signal for full-year returns

  • First meaningful inflows in the small-cap space in several years beginning to materialize

2. AI Picks-and-Shovels Opportunity in Small Caps

  • Semiconductor capital equipment went from “nowhere two years ago” to a leading sector

  • Optical connectivity needed to link data centers presents multiple investment flavors

  • Memory costs rising due to large language models, creating demand across the supply chain

  • Software has not joined the party; semi and semi-cap have led

3. Sector Favorites: Biotech, Defense, Semi-Cap

  • Biotech seeing gradual beginning of IPO cycle after being “dead” since 2021

  • Defense innovation with new public companies beyond just drones — components, connectivity

  • Semi and semi-cap equipment benefiting from manufacturing reshoring theme

4. Rate and Banking Environment

  • Smaller banks still “fighting for deposits” — rates not yet low enough to differentiate

  • Payment and insurance sectors seeing more relief from rate dynamics

  • Financial conditions generally easy; no accidents in private credit yet

  • Would be “nice to see a cut” but not surprised if none comes near-term

1. Small-Cap Renaissance Driven by Domestic Themes

After three to four tough years starting when the Fed began raising rates, small caps are benefiting from a convergence of lower rates, reviving M&A, and the reshoring/manufacturing theme that favors domestically oriented companies. The Russell 2000’s domestic tilt positions it well for tariff-driven manufacturing shifts back to the U.S.

2. AI Investment Broadening Beyond Mega-Cap

The AI investment thesis is expanding into small-cap territory through picks-and-shovels plays in semiconductor capital equipment, memory, and optical connectivity. This represents a maturation of the AI trade from moonshot hype into longer-duration infrastructure investment opportunities.

3. Biotech and Defense IPO Revival

After a boom in 2020-2021 and years of dormancy, biotech and defense innovation are seeding a new IPO cycle. Companies led by experienced repeat founders are exploiting areas that are under-followed, creating opportunity for small-cap investors positioned in these sectors. —-

Sentiment Analysis

Overall Market Sentiment: Constructively Bullish

Torto is enthusiastic about the small-cap opportunity, seeing multiple catalysts converging after years of underperformance, though acknowledging economic output must be watched closely.

Risk Factors Highlighted

Energy crisis impact on small caps: Economic output must be watched closely as the energy crisis could weigh on transportation and other cost-sensitive sectors

Software sector weakness: Persistent underperformance in software could drag on broader small-cap sentiment if it continues

Rate uncertainty: Direction of rates still unclear; smaller banks not yet benefiting enough from the current rate environment

Consumer spending durability: Recovery from “initial stages of the war” needs confirmation through proof points in restaurant and retail spending

Earnings expectations mismatch: Healthcare showing some weakness; expectations must match reality as earnings season intensifies

This episode was covered in today’s The Market Signal — 2026-04-27, a cross-source synthesis of multiple podcast reports.

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